Sunday, March 2, 2014

How on earth can my disease risk in adulthood have fetal origins?



When I think of the word Latency in medicine, I think of just one thing: Cancer. Although latency can also refer to viral infections such as HIV, Cancer Latency is the time between the initial exposure of a carcinogen (such as radiation), and eventual development of cancer. When I think of latency, I often times think of inevitability. It gives the impression that you know what the outcome will be, but there’s nothing you can do to change it. Or for those who did not know the origins of their cancer, the reality is they were already harboring the cancerous cells and would eventually develop the disease, and unfortunately the available interventions to prevent the outcome would have been insufficient.

With our current knowledge of cancer biology, latency makes sense. Take radiation for example. Ionizing radiation is very good at causing trouble for DNA in your cells. Not only can it directly damage DNA, it can actually ionize water within your cells, generating highly reactive hydroxyl anion radicals. So this means our lovely H2O that fills our cells can become HO·- (that's Hydrogen attached to Oxygen, and it is negatively charged with an extra electron, or a free radical as we call them). And if there’s one thing HO·- knows how to do, it’s damage DNA and anything else it can get its hands on. In fact, HO·- is the most powerful free radical oxidant that ever appears in our cells. So, with all this bad stuff going on after radiation exposure, we get mutations in our DNA. In cancer biology, this is called initiation, this is when the timer starts for our latency period.

Normally, our cells can detect these mutations, and gratefully, these cells decide to kill themselves before anything bad happens. Next time you get sunburned (UV light is a form of ionizing radiation) and a few days later you pull off the dead skin, give a little thanks to their wonderful sacrifice. But, every once in a while, a damaged cell will escape the programmed death. Now, without the control to know when to die, these cells can gather further mutations, continue to divide and proliferate, and with a certain amount of time, a cancer will appear. The time between the initiation from the first radiation exposure, to the time when the cancer appeared is the latency, and typically we think of these times in the forms of years to decades. This is not to say that everyone who is exposed to a carcinogen like this will develop cancer, not at all, but for those who do develop cancer, there has been effort to understand what the latency periods are. Arsenic, for example, is good at causing skin cancers, and this typically takes 10-15 years. Latency period for cigarette smoke and lung cancer, is somewhere around 30 years. The latency period for radiation exposure when looking at medically exposed radiation therapies has been observed to be between 4 and 44 years.

This concept that an initiating step can predetermine one’s risk of disease decades later makes sense in cancer, and we accept it. But, can we think this way about other diseases? Can our risk of a heart attack at age 60 be predetermined from an exposure that happened decades earlier? Can our risk of developing Parkinson’s Disease already be set in childhood? Or can our child’s risk of developing autism already be determined at birth? These questions fall into the field of “fetal origins of adult disease,” where there is growing evidence that our risk of disease in adulthood may be strongly influenced by what exposures occurred during fetal and early life development.

Fetal origins of adult disease

Interestingly, the story of this field begins with World War II. In the winter of 1944, the Nazi occupied region of the Netherlands had grown scarce with food supplies. With active attempts from the Allied Forces to liberate the country, liberation efforts stalled upon failure to gain control of a crucial bridge, which would give much needed access and food supply. In response, the former Dutch government influenced the national railways to go on strike to aid the Allied Forces. In September of 1944, as a retaliation effort to the railway strike, the German government placed an embargo on the transport of all food into the western Netherlands. An unusually cold winter had come early to the Netherlands, and although the embargo was partially lifted in November of that year, canals had already frozen over, preventing the transport of food by barge.

As a result, food stocks began to run out, and daily rations for adults dropped to below 1,000 Cal in large cities such as Amsterdam in November of 1944, and reached as low as 580 Cal in February of 1945 (compare that to our recommended caloric intake of somewhere around 2,500). The famine ended in May of 1945 upon the liberation of the western Netherlands. During this winter, millions of Dutch people were exposed to famine conditions, and roughly 22,000 people died. This terrible winter is called the Hongerwinter, or the Dutch Hunger Famine. 



Out of nearly 4.5 million people who suffered from the rations, you can imagine how roughly half of these victims are women. Out of over 2 million women affected, you can expect than many of these women would be pregnant. This is exactly what happened. In an unexpected positive outcome of this historical event, these children became the perfect group to study the effects of starvation during pregnancy, low birthweight, and adult disease. When those children reached 19, they registered for national service, which included a visit with a physician and a clinical exam. At this point, there was the creation of a large cohort of Dutch men and women who were either exposed or not exposed to the famine conditions during their in utero (in the womb) development. In addition, with nationalized medicine, there was routine follow-up with these individuals that allowed for a lifetime of clinical data to be collected.

The first publications examining this cohort began to emerge in the mid 1970’s, where it was reported in the New England Journal of Medicine that young men exposed to famine conditions during the first trimester of pregnancy were more likely to be obese.



These initial observations were subsequently followed up with many more extensive analyses, predominantly by the physician and clinical epidemiologist Dr. David Barker. In examining these individuals exposed to prenatal famine conditions, Dr. Barker discovered that malnutrition during pregnancy increases adult risk of obesity, diabetes, and other cardiovascular disorders including hypertension (high blood pressure) and coronary artery disease (plaque build up within arteries). These discoveries led to what is widely known as the “Barker Hypothesis”, which is that maternal malnutrition during pregnancy ‘programs’ the developing fetus to be more susceptible to metabolic disorders. Dr. Barker just passed away September, 2013 at age 75.



In his obituary in The Guardian, they gave this quote that I think is fantastic and quite correct:

"Across the world there is now general agreement that human beings are like motor cars. They break down either because they are being driven on rough roads or because they were badly made in the first place. Rolls-Royce cars do not break down no matter where they are being driven. How do we build stronger people? By improving the nutrition of babies in the womb. The greatest gift we could give the next generation is to improve the nutrition and growth of girls and young women."

So how do we build stronger people? I think before we can answer that question, we need to understand what is leading these children to be more susceptible to disease.

When we think about disease, we often times think of genetics. We will hear ourselves saying, “oh it’s probably due to genetics…” And there are a lot of reasons why this makes perfect sense, as we know that genetics and mutations to our DNA code can be very important in determining disease risk. But, there is another aspect of genetics that might be more important to our health than just the order in which our A’s, T’s, C’s, and G’s line-up. This field is called “Epigenetics,” or literally, “above” the genome. Our DNA code is used to make proteins, and these proteins do their specific jobs. But, what proteins should be made? How much protein should be made? Under what conditions? Determining what proteins to make and how much is what truly influences disease, and it is called transcriptional regulation. Epigenetics is now known to be one of the principle factors of transcriptional regulation. Since our DNA is tightly wrapped up around proteins (called histones, the complex DNA and protein package is called chromatin) the vast majority of it is unavailable to be turned into protein. So our cells have evolved amazingly complex machinery to regulate the access to the DNA. In particular, we have two dueling epigenetic mechanisms working with each other, 1) chromatin modification, and 2) DNA methylation. With chromatin modification, the protein can be modified to either open up the DNA or close the DNA. When it is opened, proteins that turn on the protein making machinery get in there and get to work. With DNA methylation, the C’s of our DNA can be modified by the addition of a small methyl group (-CH3). As a result, the DNA methylation typically prevents that DNA from being turned into protein.

Below is an image that diagrams chromatin modification and DNA methylation.


Gluckman, NEJM 2008


Now all this epigenetics stuff may sound pretty technical and obscure, but, one thing that we’re realizing is that much of these epigenetic markings, in particular DNA methylation, is passed down each time a cell divides. In addition, we’re finding that certain environmental stressors, such as malnutrition, inflammation, injury, and toxic exposures, can cause changes in DNA methylation. So think about that, if you are pregnant and exposed to famine conditions, as the heart, lungs, brain of your child develop in the womb, the epigenetic make-up might be altered. And what we know from Barker is that these children are more susceptible to disease.

The general theory is that if you are exposed to famine conditions during pregnancy, the developing fetus adapts by changing the epigenetic profile to ensure immediate survival. But these adaptations in the womb may have adverse consequences later on. In particular, the developing infant in some ways “expects” a low nutrient environment, this is called the “predictive adaptive response.” When the infant is born, it is expecting a low nutrient environment, but when it actually is living in a nutrient rich environment, it is almost too good at using all the available energy and this is why we see increased risk of obesity, diabetes, cardiovascular disease, etc.

Below is a figure that shows how the adult risk of metabolic disease (obesity, diabetes, cardiovascular disease), is a product of the genetic and epigenetic inheritance, followed by subsequent prenatal and postnatal cues. The belief is that if there is a predicted sparse environment, but the child is met with a nutritionally rich environment, metabolic disease risk is increased. Alternatively, if there is a predicted rich environment, and is met with a nutritionally rich environment, metabolic disease risk is not increased.


Gluckman, NEJM 2008


 In utero toxic exposure as the origin of adult disease

Barker’s work gave us the understanding that a malnourished environment during fetal development can predispose to cardiovascular disease, and his quote above gives his prescription for fixing this; improve the nutrition of babies in the womb. But what about those mothers who are perfectly well nourished? Can other toxic exposures cause the same or similar long lasting effect on cardiovascular disease?

In my postdoctoral fellowship at UW, I have focused on trying to answer this question using the exposure model of air pollution. Exposure to air pollution during pregnancy is known to promote a reduction in birthweight, and with the Barker Hypothesis, it stands to reason that those with a reduced birthweight would be at a higher risk of cardiovascular disease.

What we’re trying to test here is not an easy thing to test. We are asking the question of whether or not an in utero exposure to something can promote cardiovascular disease in adulthood. To date, there aren’t any epidemiological studies with human populations and air pollution to try and answer this, so we began this study with a bit of an acceptance that it’s a high-risk project. By using mouse models, we have the ability to test the effect of an in utero exposure on adult susceptibility to cardiovascular disease in roughly 4-5 months, this gives us a way to address this in a reasonable amount of time (FYI, a mouse lives roughly 2 years, and we generally consider a mouse that is 2 months of age to be an adult).

In our first experiment, we exposed mice to diesel exhaust air pollution, at a level roughly the same of what you would find in Beijing on a modestly bad air day, during their in utero development. We let the offspring be raised in normal filtered air conditions, then when the offspring reached adulthood (3 months of age), we measured how well their hearts functioned by echocardiography at 1) baseline, and 2) after we performed a surgery that simulated a high blood pressure. Our hypothesis is that the in utero exposure to diesel exhaust would produce a long lasting susceptibility to heart failure, so when we performed the surgery to simulate high blood pressure, we predicted the hearts wouldn’t do as well and would fail.

Below is a video of a normal mouse heart under echocardiography.



The view in this video is called the parasternal short axis view, where we hold the probe directly on the chest and look at a slice of the heart perpendicular to the orientation of the heart. This allows us to see the left ventricle, measure how well it contracts, as well as determine the size of the heart and the ventricle walls. In cardiology, when the heart gets big, the walls of the ventricles get thick, and when the heart doesn’t contract as well, it means there’s trouble. When the heart fails to pump well enough, and there is not enough blood flow making it to the organs, it is heart failure, and this is one of the major causes of death worldwide. The heart in the video above is normal, since the mouse heart beats around 500-600 bpm, this is slowed down so we can get a good look. You can see that the walls of the ventricle contracts so there is almost no blood left inside the lumen of the ventricle, and this is what we want, good pumping means good blood flow around the body.

So after our baseline measurements, we performed a surgery on the mice to cause high pressure, allowing us to ask how well the heart responds to a stress. What we found was that the in utero exposure to diesel exhaust caused the hearts to respond in a much worse way. Below are two videos that show how a typical control mouse, as well as an in utero diesel exhaust mouse would respond to the increased pressure.





What you can see in the second video is that the heart begins to fail. Pumping doesn’t work as well, and the heart has enlarged to a much greater extent. What this says is that the in utero diesel exhaust exposure appears to cause a long lasting effect on how well the mouse hearts can respond to stress.

In my view, this is important. This means that the in utero diesel exhaust exposure is programming the adult mouse to be more susceptible to heart failure. In follow-up studies, we also found that the in utero diesel exhaust exposure causes direct effects to the placenta, that crucial organ that regulates blood and nutrient flow to the fetus, and that in addition to increased susceptibility to heart failure, the mice gain more weight and have altered blood pressure.

Overall, we believe that an in utero and early life exposure to air pollution can promote a long lasting susceptibility to heart failure in mice, and it is very likely that a similar effect happens in humans, but this has yet to be determined.

What can we do about this?

Our findings with air pollution are not completely unique. Similar findings have been made with in utero caffeine exposure, cocaine exposure, as well as exposure to anti-retroviral medications used on patients with HIV.

We believe all of this comes down to epigenetics. As I discussed above, epigenetics, those changes on DNA without changing the DNA sequence, can alter how well genes are turned into proteins. When the heart is under stress, it needs to be able to turn those genes on in very regulated ways, but if the epigenetics in the heart is altered as a fetus, it’s very likely the same changes will be present in adulthood, and it could prevent how well the heart responds to those stressors. We are currently trying to figure this out, but I believe there are two paths forward that we should start to think about.

1) Let’s build stronger people
If we expose developing infants to such things as air pollution, we are likely setting a trajectory of their health that won’t reach their potential. If we want to improve public health, we need to begin to realize that health begins before birth, and our regulatory policies around environmental exposures need to take this into account.

2) New clinical therapies should push hard on epigenetics and cardiovascular disease
            Epigenetics and pharmaceutical development has largely focused on cancer so far. Cancer cells have very messy epigenetics, and it may be a fantastic way to treat cancer patients, but we now understand that epigenetic factors are likely at play in cardiovascular disease, and we need to push this. But, as of now, we don’t have enough basic science research to fully understand what’s going on. The path to new therapies that will address the epigenetic regulation of cardiovascular disease needs simultaneous basic science research funding as well as pharmaceutical company interest.

With latency in cancer, there is a clear line that can be traced between the initiating event and the subsequent disease. With fetal origins of adult cardiovascular disease, there isn’t a clear line, but in many ways I feel that we can think of it as a latency. With the Barker Hypothesis, the initiating event is the epigenetic or morphologic change that occurred during fetal development, which inevitably will lead to a higher disease risk. With our growing understanding of how developmental factors can contribute to adult disease, we need to start changing how we look at disease progression. If disease progression has a developmental origin, we need to work to understand what programming occurs and work to prevent and treat these patients.

              Chad Weldy

P.S. If you are interested in reading more about our work, we recently published these reports describing our findings. They are available open access, meaning they are free for anyone to access.

  1. Weldy CS, Liu Y, Chang YC, Medvedev IO, Fox JR, Larson TV, Chien WM, Chin MT. In utero and early life exposure to diesel exhaust air pollution increases adult susceptibility to heart failure in mice. Particle and fibre toxicology. 2013;10(1):59. Epub 2013/11/28. doi: 10.1186/1743-8977-10-59. PubMed PMID: 24279743. 
  2. Weldy CS, Liu Y, Liggitt HD, Chin MT (2014) In Utero Exposure to Diesel Exhaust Air Pollution Promotes Adverse Intrauterine Conditions, Resulting in Weight Gain, Altered Blood Pressure, and Increased Susceptibility to Heart Failure in Adult Mice. PLoS ONE 9(2): e88582. doi:10.1371/journal.pone.0088582.